ESMA has publish a Guidelines on certain aspects of the MiFID II compliance function requirements in order to establish consistent, efficient and effective supervisory practices within the ESFS and to ensure the common, uniform...
Lee masThe European Securities and Markets Authority, the EU’s securities markets regulator, publishes today Final report and Guidelines on reporting of periodic information and material changes by Trade Repositories (TRs) supervised...
Lee masLa AEPD impone a Iberia una sanción de apercibimiento por no informar adecuadamente del tratamiento de datos que conlleva el uso de la huella dactilar en el sistema de fichaje. A pesar de haber sido comunicada por la intranet y...
Lee masThe Securities and Exchange Commission voted to take two actions to continue to advance implementation of security-based swap regulation under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The...
Lee masThe Securities and Exchange Commission today announced the institution of administrative proceedings against a Texas-based CPA for allegedly failing to register his firm with the Public Company Accounting Oversight Board (PCAOB)...
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