The Securities and Exchange Commission today announced fraud charges against Sean Wygovsky, a trader at a major Canada-based asset management firm, in connection with a long-running and lucrative front-running scheme that...
Lee masThe European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) published today their revised final joint Guidelines on the assessment of the suitability of members of the management body and key...
Lee masLa Autoridad Bancaria Europea (EBA) ha publicado hoy sus directrices revisadas sobre gobierno interno. La actualización tiene en cuenta las modificaciones introducidas por la quinta Directiva sobre requisitos de capital (CRD V )...
Lee masThe European Banking Authority (EBA) published today its revised Guidelines on sound remuneration policies. This update takes into account the amendments introduced by the fifth Capital Requirements Directive (CRD V) in relation...
Lee masEl FATF-GAFI ha publicado un nuevo informe llamado “Opportunities and Challenges of New Technologies for AML/CFT”, en el que se analizan como los avances en las nuevas tecnologías pueden aumentar la eficacia de las...
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